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The future of compliance – Why firms are taking the risk-based approach

The panel

  • Heather Gentile, Director of Regulatory Offerings, IBM
  • Andrew Yuille, Enterprise Alliances Lead, Thomson Reuters
  • Tom Wisehart, Senior Programme Leader, Regulatory Compliance Management, Promontory
  • Manuel Schnaidman, Managing Director, Promontory

Attitudes toward governance risk and compliance (GRC) are changing for financial institutions across the three lines of defence, making GRC an enterprise-wide responsibility. 

This webinar discusses the key elements of a GRC framework required to keep pace with the rapidly evolving global financial markets

Key topics discussed:

  • The need for a framework that removes manual administration of monitoring external regulation changes
  • How to determine the applicability and impact of those changes 
  • Developing a plan that assesses and remediates the risk.
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